| Terms and Conditions for “No Minimum Brokerage Fee Offer”: |
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| 1. |
No minimum brokerage fee offer (the “No Minimum Brokerage Fee Offer”) is valid from March 1, 2013 to December 31, 2013. |
| 2. |
Citigold Private Clients, Citigold clients and Citibanking Citi At Work payroll clients who conduct HK securities transactions via Internet or Mobile Securities Services will be waived for the minimum brokerage fee (HKD/RMB100 per transaction). The No Minimum Brokerage Fee Offer is not applicable to transactions conducted via Dedicated Trading Hotline. |
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| Terms and Conditions for New Stock Account Offer: |
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| 1. |
Promotion period for new stock account offer (the “New Stock Account Offer”) is from March 1, 2013 to June 28, 2013 (the “Promotion Period”). |
| 2. |
The New Stock Account Offer is only applicable to new stock / new securities clients (“New Clients”) who have opened a new securities account with Citibank (Hong Kong) Limited (the “Bank”) during the Promotion Period and have not canceled or held any sole or joint securities account with the Bank within the past 12 months. |
| 3. |
New Clients can enjoy brokerage fee waiver for the BUY trades of Hong Kong and US stocks carried out via our Dedicated Trading Hotline, Internet or Mobile Securities Services (where applicable) within the first 92 days of securities account opening. Initial Public Offering (“IPO”) related transactions are not applicable. |
| 4. |
New Clients are required to pay the regular brokerage fees at the time of trading. The waived brokerage fee will be refunded to clients’ settlement account linked to the securities account within 6 months of securities account opening. Clients should maintain a valid securities account and settlement account at the time when the refund is made. |
| 5. |
The New Stock Account Offer is not eligible to clients if they are the employees of the Bank or Citibank N.A. or its subsidiaries during the Promotion Period and when the brokerage fee refund is made. |
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| Terms and Conditions for Callable Bull/Bear Contracts (CBBCs) and Warrants Offer: |
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| 1. |
Promotion Period for CBBCs and Warrants offer (the “CBBCs and Warrants Offer”) is valid from March 1, 2013 to June 28, 2013 (the “Promotion Period”). |
| 2. |
The CBBCs and Warrants Offer is applicable to all stock clients (“Stock Clients”) who maintain a valid securities account with the Bank during the Promotion Period. |
| 3. |
Stock Clients can enjoy brokerage fee waiver for the BUY trades of CBBCs and warrants. Transactions carried out via our Dedicated Trading Hotline, Internet or Mobile Securities Services (where applicable) within the Promotion Period will be eligible for the offer. |
| 4. |
Stock Clients are required to pay the regular brokerage fees at the time of trading. The waived brokerage fee will be refunded to clients’ settlement account linked to the securities account within 6 months after the Promotion Period. Clients should maintain a valid securities account and settlement account at the time when the refund is made. |
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| General Terms and Conditions: |
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| 1. |
Clients will still be charged non-brokerage fee items such as, but are not limited to, Stamp Duty, Transaction Levy and Trading Fee where applicable. |
| 2. |
The Bank will credit the refund amount to clients’ Hong Kong Dollar settlement account. If only a US Dollar/Renminbi (RMB) settlement account is linked to the securities account, the refund amount will be credited to that account. Exchange rate of USD1 = HKD7.8/RMB1 = HKD1.2 will be used for all calculations. |
| 3. |
The handling fee is originally charged at HKD/RMB100 for each online IPO application. The handling fee for online IPO application made within the Promotion Period will be waived. |
| 4. |
The above offers cannot be used in conjunction with any other offers. |
| 5. |
The Bank reserves the right to suspend, amend and terminate the offers, and change the Terms and Conditions without prior notice. |
| 6. |
The Bank reserves the right of final decision in the event of dispute. |